ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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James Andrew Mallows
IRN JXM01275
- (57)[FCA CF] Manager of certification employee (since 2 Jan 2024)
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James Blackburn Hillis
IRN JXH00145
- (1935)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James Christian Hulme
IRN JCH00044
- (2037)CF22 Investment Adviser (Trainee) (26 Jun 2003 to 1 Jul 2003)
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James Christie Lynch
IRN JCL00017
- (1108)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James Christopher Maher
IRN JCM00020
- (268)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jan 2002)
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James Edward Guttridge
IRN JEG00012
- (608)CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2001)
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James Garry Wilson
IRN JGW00024
- (97)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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James George Mackie
IRN JGM00009
- (596)CF21 Investment Adviser (4 Mar 2003 to 3 Jun 2003)
- (595)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 4 Mar 2003)
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James George May
IRN JXM43303
- (1491)[FCA CF] Significant management (21 Nov 2023 to 11 Feb 2026)
- (1490)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
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James Hamilton Laird Burt
IRN JHB00001
- (333)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Maroubra International Ltd (no longer appointed)
FRN 173057 · Appointed 14 Jul 1998 · Until 11 Apr 2003
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The Suffolk Neighbourhood Watch Associates (no longer appointed)
FRN 192501 · Appointed 9 Jul 1998 · Until 3 Jun 2004
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AAG Mortgage Brokerage Ltd (no longer appointed)
FRN 193688 · Appointed 26 Jun 1998 · Until 3 Jun 2004
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The Family Scholarship Trust Company (no longer appointed)
FRN 194013 · Appointed 17 Jun 1998 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (24)[FCA CF] Material risk taker
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controlled function added: (23)[FCA CF] Significant management
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controlled function added: (22)[FCA CF] Material risk taker
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controlled function added: (21)[FCA CF] Significant management
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controlled function added: (20)[FCA CF] Material risk taker
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controlled function added: (19)[FCA CF] Significant management
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controlled function added: (18)[FCA CF] Functions requiring qualifications
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controlled function added: (17)[FCA CF] Client dealing
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controlled function added: (16)14. Managing investments
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controlled function added: (15)[FCA CF] Functions requiring qualifications