ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sarah Marie Elizabeth Ruggins
IRN SXR00690
- (1369)[FCA CF] Manager of certification employee (4 Apr 2023 to 4 Oct 2023)
Sarah Mary Hughes
IRN SMH00001
- (1314)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Satish Chander Dosaj
IRN SCD00011
- (152)CF21 Investment Adviser (1 Dec 2001 to 4 Nov 2002)
Scott Evans
IRN SDE01027
- (7)[FCA CF] Significant management (since 19 Mar 2026)
- (6)[FCA CF] Manager of certification employee (since 19 Mar 2026)
Scott Michael Newport
IRN SMN00001
- (858)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Scott Priestly
IRN SXP00106
- (657)CF21 Investment Adviser (26 Feb 2003 to 3 Jun 2003)
- (656)CF22 Investment Adviser (Trainee) (3 Oct 2002 to 26 Feb 2003)
Seamus Patrick Whelan
IRN SPW00004
- (131)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sean John Raymond Kearney
IRN SJK00002
- (1322)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1321)CF22 Investment Adviser (Trainee) (4 Jan 2002 to 12 Sep 2002)
Sean Michael Davey
IRN SMD00027
- (1925)CF21 Investment Adviser (11 Feb 2002 to 3 Jun 2003)
- (1924)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2002)
Sean Samuel Taylor
IRN SST00002
- (1876)CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Jul 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (34)[FCA CF] Significant management
3 days ago
controlled function added: (33)[FCA CF] Material risk taker
3 days ago
controlled function added: (32)[FCA CF] Significant management
3 days ago
controlled function added: (31)[FCA CF] Functions requiring qualifications
3 days ago
controlled function added: (30)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (29)[FCA CF] Material risk taker
3 days ago
controlled function added: (28)[FCA CF] Client dealing
3 days ago
controlled function added: (27)14. Managing investments
3 days ago
controlled function added: (26)[FCA CF] Significant management
3 days ago
controlled function added: (25)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.