Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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First Complete Limited
FRN 435779
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 10 May 2010)
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Wakefield Mortgage Centre Ltd
FRN 439739
- (1)Employed By (since 27 Sep 2005)
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- Employed By (28 Sep 2004 to 14 Aug 2006)
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- CF4 Partner (AR) (17 Nov 2003 to 14 Aug 2006)
- CF21 Investment Adviser (17 Nov 2003 to 15 Aug 2005)
- CF22 Investment Adviser (Trainee) (20 Jun 2002 to 23 Jul 2002)
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- CF22 Investment Adviser (Trainee) (16 Jun 2003 to 1 Jul 2003)
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- CF22 Investment Adviser (Trainee) (20 Jun 2002 to 23 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Wakefield Mortgage Centre Ltd
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controlled function added: (1)Employed By at Wakefield Mortgage Centre Ltd