ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Date authorised
1 April 2013
Companies House
00947644
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285640302

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Edward Webb

    IRN MEW00017

    • (408)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Edward Whitehouse

    IRN MEW00012

    • (1161)CF21 Investment Adviser (1 Dec 2001 to 16 Aug 2002)
  • Michael Ernest George Heelan

    IRN MEH00026

    • (1139)CF22 Investment Adviser (Trainee) (6 Jun 2003 to 6 Jun 2003)
  • Michael Francis Diamond

    IRN MFD00001

    • (1186)CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
  • Michael George Armstrong

    IRN MGA00009

    • (1169)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Graham Dixey

    IRN MGD00020

    • (579)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Graham King

    IRN MGK00010

    • (1318)CF22 Investment Adviser (Trainee) (3 Jun 2003 to 3 Jun 2003)
  • Michael Griffin

    IRN MXG00119

    • (802)CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2003)
  • Michael Hocking

    IRN MXH00062

    • (383)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • Michael Ian Karn

    IRN MIK01029

    • (1678)[FCA CF] Significant management (24 Jan 2024 to 8 Aug 2024)
    • (1677)[FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jun 2021)
    • (1676)CF10a CASS Oversight function (12 Apr 2013 to 3 Jul 2017)
    • (1675)CF29 Significant management (12 Apr 2013 to 29 May 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Michael Elmer (no longer appointed)

    FRN 163977 · Appointed 1 Jan 1993 · Until 5 Dec 2003

  • ZW Ellis (no longer appointed)

    FRN 163906 · Appointed 1 Jan 1993 · Until 3 Jun 2004

  • Commercial Marketing Services (no longer appointed)

    FRN 178947 · Appointed 1 Jan 1993 · Until 3 Jun 2004

  • HJ Burt (no longer appointed)

    FRN 161323 · Appointed 1 Jan 1993 · Until 3 Jun 2004

  • Henry George Beeby (no longer appointed)

    FRN 163896 · Appointed 1 Jan 1993 · Until 8 Aug 2003

  • John Grant (no longer appointed)

    FRN 164497 · Appointed 1 Jan 1993 · Until 3 Jun 2004

  • Brian A Marshall (no longer appointed)

    FRN 163902 · Appointed 1 Jan 1993 · Until 3 Jun 2004

  • Where Theres A Will (no longer appointed)

    FRN 200861 · Appointed 1 Dec 1992 · Until 3 Jun 2004

  • Lavinia Susan Keywood (no longer appointed)

    FRN 200879 · Appointed 25 Nov 1992 · Until 3 Jun 2004

  • Davis White & Perry (no longer appointed)

    FRN 192509 · Appointed 16 Oct 1992 · Until 3 Jun 2004

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (34)[FCA CF] Significant management

  2. controlled function added: (33)[FCA CF] Material risk taker

  3. controlled function added: (32)[FCA CF] Significant management

  4. controlled function added: (31)[FCA CF] Functions requiring qualifications

  5. controlled function added: (30)[FCA CF] Manager of certification employee

  6. controlled function added: (29)[FCA CF] Material risk taker

  7. controlled function added: (28)[FCA CF] Client dealing

  8. controlled function added: (27)14. Managing investments

  9. controlled function added: (26)[FCA CF] Significant management

  10. controlled function added: (25)[FCA CF] Manager of certification employee

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