ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
-
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
John Schofield
IRN JXS01328
- (1915)CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
- (1918)CF10 Compliance Oversight (5 Nov 2002 to 8 Mar 2006)
- (1916)CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- (1917)CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
-
John Simon Bennison
IRN JSB00012
- (1651)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
John Steer
IRN JXS01974
- (1350)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
John Stephen Patrick
IRN JSP00033
- (47)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
John T Cross
IRN JTC00007
- (1687)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
John Thomas Iveson
IRN JTI00001
- (730)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
-
John Victor Michell
IRN JVM00009
- (2213)CF22 Investment Adviser (Trainee) (7 Mar 2003 to 3 Jun 2003)
-
John William Loaring
IRN JWL00016
- (798)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
-
John William Sherratt
IRN JXS00148
- (422)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (421)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
-
John William Vinson
IRN JWV00003
- (224)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Michael Eddison Financial Solutions (no longer appointed)
FRN 201750 · Appointed 29 Jul 1999 · Until 3 Jun 2004
-
Zenith Global Management Services Limited (no longer appointed)
FRN 193873 · Appointed 21 Jul 1999 · Until 3 Jun 2004
-
J O'Brien Mortgage Services (no longer appointed)
FRN 201738 · Appointed 21 Jul 1999 · Until 3 Jun 2004
-
Weald Property Management (no longer appointed)
FRN 192502 · Appointed 1 Jul 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (34)[FCA CF] Significant management
-
controlled function added: (33)[FCA CF] Material risk taker
-
controlled function added: (32)[FCA CF] Significant management
-
controlled function added: (31)[FCA CF] Functions requiring qualifications
-
controlled function added: (30)[FCA CF] Manager of certification employee
-
controlled function added: (29)[FCA CF] Material risk taker
-
controlled function added: (28)[FCA CF] Client dealing
-
controlled function added: (27)14. Managing investments
-
controlled function added: (26)[FCA CF] Significant management
-
controlled function added: (25)[FCA CF] Manager of certification employee