ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Sheila Marie Creely
IRN SMC00033
- (622)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Shelagh Mary Smith
IRN SMS00005
- (515)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sheryl Tracey Bryce
IRN STB01049
- (29)CF22 Investment Adviser (Trainee) (28 Mar 2003 to 3 Jun 2003)
Shirley Joyce Hughes
IRN SJH00084
- (1097)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
Shonagh Ann Finnan
IRN SAF00002
- (1000)CF21 Investment Adviser (1 Dec 2001 to 23 Jan 2003)
Sidney Lane
IRN SXL00005
- (1185)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sidney Yankson
IRN LXY00002
- (1202)CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2002)
Simon Alan Smith
IRN SAS00004
- (1198)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
Simon Alexander Fleet
IRN SAF00004
- (216)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon Andrew Durling
IRN SAD01035
- (1662)CF21 Investment Adviser (22 Oct 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Hammersley & Hancock Mortgage Services (no longer appointed)
FRN 194170 · Appointed 12 Oct 2000 · Until 3 Jun 2004
Bespoke Mortgages (no longer appointed)
FRN 193427 · Appointed 4 Oct 2000 · Until 3 Jun 2004
Anthony Swanston Consultants Ltd (no longer appointed)
FRN 193092 · Appointed 25 Sep 2000 · Until 3 Jun 2004
E.C.A.N: Edinburgh Chartered Architects Network (no longer appointed)
FRN 193093 · Appointed 25 Sep 2000 · Until 3 Jun 2004
David Conway (no longer appointed)
FRN 201936 · Appointed 21 Sep 2000 · Until 3 Jun 2004
Okehampton Financial Management (no longer appointed)
FRN 194092 · Appointed 13 Sep 2000 · Until 3 Jun 2004
Bradley Associates (no longer appointed)
FRN 194090 · Appointed 6 Sep 2000 · Until 3 Jun 2004
R W Duthie & Associates (no longer appointed)
FRN 193611 · Appointed 31 Aug 2000 · Until 10 Apr 2003
Fraser Illingworth (no longer appointed)
FRN 193106 · Appointed 23 Aug 2000 · Until 3 Jun 2004
Professional Independent Mortgage Services (no longer appointed)
FRN 194097 · Appointed 22 Aug 2000 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (34)[FCA CF] Significant management
4 days ago
controlled function added: (33)[FCA CF] Material risk taker
4 days ago
controlled function added: (32)[FCA CF] Significant management
4 days ago
controlled function added: (31)[FCA CF] Functions requiring qualifications
4 days ago
controlled function added: (30)[FCA CF] Manager of certification employee
4 days ago
controlled function added: (29)[FCA CF] Material risk taker
4 days ago
controlled function added: (28)[FCA CF] Client dealing
4 days ago
controlled function added: (27)14. Managing investments
4 days ago
controlled function added: (26)[FCA CF] Significant management
4 days ago
controlled function added: (25)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.