ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Mark Christopher Lally
IRN MCL00012
- (2124)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Daniel Scarry
IRN MDS00033
- (1235)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1234)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
Mark David Andrews
IRN MDA00002
- (2083)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Dean Hardy
IRN MDH00019
- (842)CF21 Investment Adviser (15 Apr 2003 to 3 Jun 2003)
Mark Dunford
IRN MXD00139
- (1742)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Edward Sutton
IRN MES00017
- (1873)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Francis Salt
IRN MFS00009
- (1177)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Frank Robinson
IRN MFR00002
- (1413)CF22 Investment Adviser (Trainee) (6 Mar 2003 to 3 Jun 2003)
Mark Frederick Taylor
IRN MFT00001
- (1716)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Mark Frost
IRN MXF01320
- (586)CF21 Investment Adviser (7 May 2003 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Equity Finance Brokers (no longer appointed)
FRN 195986 · Appointed 17 May 2001 · Until 3 Jun 2004
Chris Wilkinson Mortgage Services (no longer appointed)
FRN 195781 · Appointed 14 May 2001 · Until 3 Jun 2004
Roger Watts Associates (no longer appointed)
FRN 195780 · Appointed 14 May 2001 · Until 3 Jun 2004
Business Wise Financial Services (no longer appointed)
FRN 195984 · Appointed 14 May 2001 · Until 3 Jun 2004
David Johnson Mortgage & General Services (no longer appointed)
FRN 195985 · Appointed 11 May 2001 · Until 3 Jun 2004
Hon Patrick Orde-Powelett (no longer appointed)
FRN 195696 · Appointed 9 May 2001 · Until 3 Jun 2004
J Smith & Co (no longer appointed)
FRN 202002 · Appointed 9 May 2001 · Until 3 Jun 2004
KGH Consultancies (no longer appointed)
FRN 202001 · Appointed 4 May 2001 · Until 3 Jun 2004
Doncaster Financial Advice Centre Ltd (no longer appointed)
FRN 195678 · Appointed 2 May 2001 · Until 3 Jun 2004
Michael Mellors (no longer appointed)
FRN 195697 · Appointed 1 May 2001 · Until 19 Jan 2004

Updates to this firm's record on the FCA register.

7 hours ago
controlled function added: (34)[FCA CF] Significant management
7 hours ago
controlled function added: (33)[FCA CF] Material risk taker
7 hours ago
controlled function added: (32)[FCA CF] Significant management
7 hours ago
controlled function added: (31)[FCA CF] Functions requiring qualifications
7 hours ago
controlled function added: (30)[FCA CF] Manager of certification employee
7 hours ago
controlled function added: (29)[FCA CF] Material risk taker
7 hours ago
controlled function added: (28)[FCA CF] Client dealing
7 hours ago
controlled function added: (27)14. Managing investments
7 hours ago
controlled function added: (26)[FCA CF] Significant management
7 hours ago
controlled function added: (25)[FCA CF] Manager of certification employee

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.