Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (10)Employed By (since 10 Jan 2020)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 27 Jun 2011)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (20 Mar 2007 to 13 Jun 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Andrews (no longer approved here)

    FRN 416052

    • (1)Employed By (8 Dec 2004 to 26 Mar 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 4Life Wealth Management Limited

  2. controlled function added: (10)Employed By at 4Life Wealth Management Limited