ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Francis Henderson Hutchinson
IRN FHH00001
- (799)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Francis Louis Street
IRN FLS00002
- (456)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Frank Arthur John Powell
IRN FAP01010
- (674)CF21 Investment Adviser (1 Dec 2001 to 2 Sep 2002)
Frank Norman Gorrie
IRN FNG00001
- (54)[FCA CF] Material risk taker (since 15 Aug 2025)
- (1365)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
Frederic Benjamin Pierre Andre Tache
IRN FBT01007
- (10)14. Managing investments
- (12)[FCA CF] Functions requiring qualifications (since 4 Apr 2025)
- (11)[FCA CF] Client dealing (since 4 Apr 2025)
- (1391)[FCA CF] Significant management (20 Dec 2022 to 1 Jun 2024)
Frederic Francois Andre Bernardin
IRN FFB00001
- (1671)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Frederick Albert Gear
IRN FAG00001
- (900)CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)
Frederick Frank Ross
IRN FFR00001
- (433)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Frederick John Tomlinson
IRN FJT00001
- (1193)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Fulva Giust
IRN FMG00001
- (2116)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Spencer Birch Chartered Surveyors (no longer appointed)
FRN 201130 · Appointed 1 Jun 1984 · Until 13 Oct 2003
Orwell Nursing Home (no longer appointed)
FRN 174978 · Appointed 1 Jul 1983 · Until 5 Dec 2003
K Graham (no longer appointed)
FRN 161477 · Appointed 1 Mar 1982 · Until 3 Jun 2004
Mortgages Full Stop (no longer appointed)
FRN 121309 · Appointed 1 Feb 1982 · Until 14 Jul 2005
Andrew Robert Anderson (no longer appointed)
FRN 175533 · Appointed 31 Dec 1981 · Until 3 Jun 2004
Mr A C L Sturge (no longer appointed)
FRN 186702 · Appointed 1 Oct 1981 · Until 3 Jun 2004
Raj & Co (no longer appointed)
FRN 181538 · Appointed 1 Oct 1981 · Until 3 Jun 2004
AJ Aldred (no longer appointed)
FRN 201091 · Appointed 1 Jul 1981 · Until 3 Jun 2004
Springfield Finance Limited (no longer appointed)
FRN 179651 · Appointed 9 Feb 1981 · Until 3 Jun 2004
Pagett Financial Services (no longer appointed)
FRN 162422 · Appointed 14 Jan 1980 · Until 9 Jan 2003

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.