ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Lydia Ellen McBride
IRN LEA00001
- (1664)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Lyle Stewart Watson
IRN LSW00002
- (855)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Lyn Baker
IRN LXB00009
- (138)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Lyn Mary Grobler
IRN LXG00392
- (74)SMF24 Chief Operations (since 5 Jun 2025)
- (1939)[FCA CF] Material risk taker (2 Jun 2025 to 11 Jun 2025)
- (1941)[FCA CF] Significant management (2 Jun 2025 to 11 Jun 2025)
- (1940)[FCA CF] Manager of certification employee (2 Jun 2025 to 11 Jun 2025)
Lynn Tracey Anderson
IRN LTA00001
- (1302)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Madeleine Masson
IRN MXM01831
- (565)CF22 Investment Adviser (Trainee) (2 Jun 2003 to 3 Jun 2003)
Malachy James Loughran
IRN MJL00019
- (466)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Jackson
IRN MXJ00004
- (1310)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm John Frost
IRN MJF00091
- (1762)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Malcolm Jones
IRN MXJ00020
- (211)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (210)CF22 Investment Adviser (Trainee) (11 Feb 2002 to 12 Sep 2002)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.