ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Roger John London
IRN RJL00010
- (1785)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roger Malcolm McKibbin
IRN RMM01052
- (646)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
Roger Philip Evans
IRN RPE00001
- (486)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Roger Philip Yates
IRN RPY01006
- (2151)SMF7 Group Entity Senior Manager (7 Sep 2020 to 18 May 2023)
- (2150)SMF9 Chair of the Governing Body (9 Dec 2019 to 7 Sep 2020)
- (2152)CF2 Non Executive Director (12 Nov 2013 to 8 Dec 2019)
Roger Raymond Chamberlain
IRN RRC00004
- (1021)CF22 Investment Adviser (Trainee) (17 Mar 2003 to 3 Jun 2003)
Roger Roberts
IRN RXR00017
- (1452)CF21 Investment Adviser (1 Dec 2001 to 16 Jul 2002)
Roger Thomas Watts
IRN RTW00005
- (653)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Rognvald Bullen
IRN RXB00073
- (794)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
Ronald James Lynn
IRN RJL00005
- (967)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ronald Keith Jordan
IRN RKJ00002
- (1116)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)

Smaller firms operating under this firm's FCA authorisation.

Gail Spavin Wealth Management (no longer appointed)
FRN 222142 · Appointed 20 Jan 2003 · Until 3 Jun 2004
Oddie Dalton & Co Ltd (no longer appointed)
FRN 222101 · Appointed 17 Jan 2003 · Until 3 Jun 2004
David Taylor Estate Agents (no longer appointed)
FRN 222070 · Appointed 16 Jan 2003 · Until 19 Jan 2004
David Morley Ltd (no longer appointed)
FRN 222071 · Appointed 16 Jan 2003 · Until 3 Jun 2004
TWB (no longer appointed)
FRN 222051 · Appointed 15 Jan 2003 · Until 3 Jun 2004
JJ Abdul Nasser (no longer appointed)
FRN 222001 · Appointed 14 Jan 2003 · Until 3 Jun 2004
Forrest Mortgage Associates (no longer appointed)
FRN 221946 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Forrest Tax & Estate Planning (no longer appointed)
FRN 221944 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Martin & Martin (no longer appointed)
FRN 221936 · Appointed 13 Jan 2003 · Until 3 Jun 2004
Susan Davies (no longer appointed)
FRN 221940 · Appointed 13 Jan 2003 · Until 23 Mar 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.