ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Schofield
IRN JXS01328
- (1915)CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
- (1918)CF10 Compliance Oversight (5 Nov 2002 to 8 Mar 2006)
- (1916)CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- (1917)CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
John Simon Bennison
IRN JSB00012
- (1651)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Steer
IRN JXS01974
- (1350)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Stephen Patrick
IRN JSP00033
- (47)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John T Cross
IRN JTC00007
- (1687)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Thomas Iveson
IRN JTI00001
- (730)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
John Victor Michell
IRN JVM00009
- (2213)CF22 Investment Adviser (Trainee) (7 Mar 2003 to 3 Jun 2003)
John William Loaring
IRN JWL00016
- (798)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
John William Sherratt
IRN JXS00148
- (422)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (421)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
John William Vinson
IRN JWV00003
- (224)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Europea IMH Ltd (no longer appointed)
FRN 201760 · Appointed 1 Jul 1999 · Until 3 Jun 2004
DCA & Co Consultants (no longer appointed)
FRN 201743 · Appointed 28 Jun 1999 · Until 3 Jun 2004
Tax Options Limited (no longer appointed)
FRN 192488 · Appointed 23 Jun 1999 · Until 3 Jun 2004
DBP Management Associates Ltd (no longer appointed)
FRN 201742 · Appointed 23 Jun 1999 · Until 3 Jun 2004
Family Estate Planning (no longer appointed)
FRN 201761 · Appointed 19 Jun 1999 · Until 3 Jun 2004
Wold Insurance Services Limited (no longer appointed)
FRN 193875 · Appointed 17 Jun 1999 · Until 17 May 2002
Tony Wenban (no longer appointed)
FRN 193880 · Appointed 15 Jun 1999 · Until 3 Jun 2004
Castle Mortgage Services (no longer appointed)
FRN 201732 · Appointed 10 Jun 1999 · Until 23 Apr 2002
Millview Financial Services (no longer appointed)
FRN 192465 · Appointed 9 Jun 1999 · Until 3 Jun 2004
Independent Mortgages (no longer appointed)
FRN 194052 · Appointed 27 May 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.