ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Martin Lennon
IRN SXL00078
- (453)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen McCormack
IRN SXM00293
- (734)CF22 Investment Adviser (Trainee) (19 Mar 2003 to 3 Jun 2003)
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Stephen Michael Adsett
IRN SMA00001
- (1833)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Michael Pearce
IRN SMP00003
- (109)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Mitchell
IRN SXM00185
- (1250)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (1249)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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Stephen Nicholas Giles
IRN SNG00001
- (1757)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Paul Chambers
IRN SPC00005
- (853)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Paul Hepworth
IRN SXH00129
- (675)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Dec 2001)
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Stephen Paul Lewis
IRN SXL00091
- (584)CF21 Investment Adviser (22 Nov 2002 to 3 Jun 2003)
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Stephen Paul Williams
IRN SPW01084
- (1050)CF1 Director (1 Dec 2001 to 2 Jun 2008)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
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Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
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Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
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Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
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The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds