ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Elizabeth Janet Kelly
IRN EXK01230
- (1324)SMF18 Other Overall Responsibility (17 Apr 2024 to 23 Apr 2025)
- (1323)SMF24 Chief Operations (16 Aug 2022 to 17 Apr 2024)
- (1325)SMF7 Group Entity Senior Manager (15 May 2020 to 16 Aug 2022)
- (1326)[FCA CF] Material risk taker (22 Jan 2020 to 15 May 2020)
- (1327)[FCA CF] Significant management (9 Dec 2019 to 15 May 2020)
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Elizabeth Nia Richards
IRN ENR01000
- (1151)CF21 Investment Adviser (29 May 2003 to 3 Jun 2003)
- (1150)CF22 Investment Adviser (Trainee) (26 Jun 2002 to 29 May 2003)
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Emma Kate Griffin
IRN EKG00002
- (1830)SMF7 Group Entity Senior Manager (21 Dec 2023 to 13 May 2025)
- (1829)SMF9 Chair of the Governing Body (4 Feb 2020 to 21 Dec 2023)
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Emma Victoria Pentelow
IRN EVP00003
- (2003)CF22 Investment Adviser (Trainee) (21 Sep 2002 to 3 Jun 2003)
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Eric Edward Hollington
IRN EEH00001
- (382)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Eric Roger Francis
IRN ERF00002
- (277)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Ernest Paul Snow
IRN EPS00002
- (279)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Eugene Alexander Nathan
IRN EAN00001
- (237)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Eva Gunilla Sundblad
IRN EXN00002
- (2108)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Evelyn Cromarty Thomas
IRN ECT00001
- (91)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Spencer Birch Chartered Surveyors (no longer appointed)
FRN 201130 · Appointed 1 Jun 1984 · Until 13 Oct 2003
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Springfield Finance Limited (no longer appointed)
FRN 179651 · Appointed 9 Feb 1981 · Until 3 Jun 2004
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Pagett Financial Services (no longer appointed)
FRN 162422 · Appointed 14 Jan 1980 · Until 9 Jan 2003
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds