ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Frank Peck
IRN JFP00001
- (726)CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)
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John Frederick Woodisse
IRN JFW00004
- (599)CF21 Investment Adviser (1 Dec 2001 to 31 Jan 2003)
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John Geoffrey Keeton
IRN JGK00002
- (380)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John George Baring Hills
IRN JGH00006
- (2220)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John George Tighe
IRN JGT00003
- (1037)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Glen Lloyd Stewart
IRN JGS00001
- (90)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Graham Parker
IRN JGP00005
- (1126)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Gregory Joseph Tucker
IRN JGT00002
- (34)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Gregory West
IRN JGW01051
- (1124)CF21 Investment Adviser (7 Feb 2003 to 3 Jun 2003)
- (1123)CF22 Investment Adviser (Trainee) (27 Aug 2002 to 7 Feb 2003)
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John Harold Denman Green
IRN JHG00001
- (121)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mac Management International Ltd (no longer appointed)
FRN 195340 · Appointed 22 Feb 1999 · Until 3 Jun 2004
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KPG Will Writing Services (no longer appointed)
FRN 201785 · Appointed 12 Feb 1999 · Until 3 Jun 2004
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Attwell Financial Access (no longer appointed)
FRN 192343 · Appointed 12 Feb 1999 · Until 3 Jun 2004
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McClarron Insurance Consultants (no longer appointed)
FRN 192451 · Appointed 9 Feb 1999 · Until 3 Jun 2004
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BBS Derwent Associates (Chris Webb) (no longer appointed)
FRN 192434 · Appointed 5 Feb 1999 · Until 3 Jun 2004
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Castlefield Mortgages & Finance (no longer appointed)
FRN 201733 · Appointed 5 Feb 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds