ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Schofield
IRN JXS01328
- (1915)CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
- (1918)CF10 Compliance Oversight (5 Nov 2002 to 8 Mar 2006)
- (1916)CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- (1917)CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
John Simon Bennison
IRN JSB00012
- (1651)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Steer
IRN JXS01974
- (1350)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Stephen Patrick
IRN JSP00033
- (47)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John T Cross
IRN JTC00007
- (1687)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Thomas Iveson
IRN JTI00001
- (730)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
John Victor Michell
IRN JVM00009
- (2213)CF22 Investment Adviser (Trainee) (7 Mar 2003 to 3 Jun 2003)
John William Loaring
IRN JWL00016
- (798)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
John William Sherratt
IRN JXS00148
- (422)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (421)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
John William Vinson
IRN JWV00003
- (224)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Helen Ewers Independent Brokers for Mortgages (no longer appointed)
FRN 201783 · Appointed 27 May 1999 · Until 11 Jul 2002
A.A.R.K. 1 Limited (no longer appointed)
FRN 192329 · Appointed 27 May 1999 · Until 3 Jun 2004
Michael Ratcliffe Associates (no longer appointed)
FRN 193991 · Appointed 25 May 1999 · Until 3 Jun 2004
Chancellor Financial Management (no longer appointed)
FRN 192427 · Appointed 19 May 1999 · Until 3 Jun 2004
Lloyds Residential Properties (no longer appointed)
FRN 193914 · Appointed 18 May 1999 · Until 3 Jun 2004
Terry Humphreys Mortgage Services (no longer appointed)
FRN 192489 · Appointed 13 May 1999 · Until 5 Feb 2003
The Home Agency Residential Sales (no longer appointed)
FRN 194015 · Appointed 13 May 1999 · Until 3 Jun 2004
Canary Associates (no longer appointed)
FRN 201727 · Appointed 10 May 1999 · Until 3 Jun 2004
LPS Associates (no longer appointed)
FRN 192441 · Appointed 8 May 1999 · Until 3 Jun 2004
The Locum Group Limited (no longer appointed)
FRN 192499 · Appointed 6 May 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (54)[FCA CF] Material risk taker
10 hours ago
controlled function added: (53)[FCA CF] Material risk taker
10 hours ago
controlled function added: (52)[FCA CF] Material risk taker
10 hours ago
controlled function added: (51)[FCA CF] Significant management
10 hours ago
controlled function added: (50)[FCA CF] Material risk taker
10 hours ago
controlled function added: (49)[FCA CF] Significant management
10 hours ago
controlled function added: (48)[FCA CF] Significant management
10 hours ago
controlled function added: (47)[FCA CF] Material risk taker
10 hours ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
10 hours ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.