ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Russell Edward Morley
IRN REM00012
- (346)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Russell James Ellis
IRN RXE00036
- (252)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Russell Ludwin
IRN RXL00074
- (1309)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Dec 2001)
Russell William Greer
IRN RWG00005
- (1993)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ruth Elizabeth Cary Elwes
IRN REC00003
- (12)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ryan John McDonald
IRN RJM00093
- (1584)[FCA CF] Significant management (9 Dec 2019 to 27 Jul 2022)
Ryszard Tadeusz Kuzminski
IRN RTK00001
- (1961)CF21 Investment Adviser (1 Dec 2001 to 29 Nov 2002)
Safia Siddiq
IRN SXS00208
- (1792)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Said Hussein Youssaf Khadr
IRN SHK00002
- (764)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Sally Ann Eastaugh
IRN SAW00065
- (1038)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Universal Personnel Services Ltd (no longer appointed)
FRN 192506 · Appointed 18 Oct 1999 · Until 22 Jul 2003
Executive & Corporate Mortgagtes (Alistair Coomer) (no longer appointed)
FRN 193689 · Appointed 13 Oct 1999 · Until 3 Jun 2004
Dave Wollacott Mortgage Services (no longer appointed)
FRN 192454 · Appointed 13 Oct 1999 · Until 20 Aug 2003
Richard Conway Services (no longer appointed)
FRN 192496 · Appointed 12 Oct 1999 · Until 3 Jun 2004
Lindsay Hopkins (no longer appointed)
FRN 194112 · Appointed 11 Oct 1999 · Until 19 Jan 2004
David James Accountants Ltd (no longer appointed)
FRN 201739 · Appointed 11 Oct 1999 · Until 3 Jun 2004
Persell & Co (no longer appointed)
FRN 194004 · Appointed 8 Oct 1999 · Until 3 Jun 2004
Complete Mortgages (no longer appointed)
FRN 193917 · Appointed 8 Oct 1999 · Until 3 Jun 2004
Sol Management Services Ltd (no longer appointed)
FRN 193955 · Appointed 8 Oct 1999 · Until 3 Jun 2004
Hallmark Financial Planning (Clive Hall) (no longer appointed)
FRN 192438 · Appointed 1 Oct 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 days ago
controlled function added: (54)[FCA CF] Material risk taker
5 days ago
controlled function added: (53)[FCA CF] Material risk taker
5 days ago
controlled function added: (52)[FCA CF] Material risk taker
5 days ago
controlled function added: (51)[FCA CF] Significant management
5 days ago
controlled function added: (50)[FCA CF] Material risk taker
5 days ago
controlled function added: (49)[FCA CF] Significant management
5 days ago
controlled function added: (48)[FCA CF] Significant management
5 days ago
controlled function added: (47)[FCA CF] Material risk taker
5 days ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
5 days ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.