ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Norman Victor Jackson
IRN NVJ00001
- (155)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
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Oliver James Rogers
IRN OJR00001
- (1393)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Orlando Napoleon Heron
IRN ONH00001
- (1558)CF21 Investment Adviser (30 Dec 2002 to 3 Jun 2003)
- (1557)CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Dec 2002)
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Pablo Charles Chaundy-Brain
IRN PCC00005
- (766)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Paolo Trainotti
IRN PXT00002
- (189)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Patience Jane Wheatcroft
IRN PJW01280
- (504)CF2 Non Executive Director (20 Apr 2012 to 8 Dec 2019)
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Patricia Carol Davidson
IRN PCD00001
- (324)CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
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Patrick Anthony Hardy
IRN PAH00005
- (289)CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
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Patrick Cedric Howe
IRN PCH00003
- (70)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Patrick Joseph McAuley
IRN PJM00060
- (2196)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Continental Insurance & Mortgage Consultants (no longer appointed)
FRN 222947 · Appointed 18 Feb 2003 · Until 3 Jun 2004
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Premier International Properties Ltd (no longer appointed)
FRN 222919 · Appointed 17 Feb 2003 · Until 3 Jun 2004
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Chartes-Reid & Associates Ltd (no longer appointed)
FRN 222768 · Appointed 11 Feb 2003 · Until 3 Jun 2004
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Higham Financial Services Ltd (no longer appointed)
FRN 222678 · Appointed 7 Feb 2003 · Until 3 Jun 2004
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The Mortgage & Investment Partnership (no longer appointed)
FRN 222299 · Appointed 27 Jan 2003 · Until 3 Jun 2004
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Rushbrooke Independent Mortgage Services (no longer appointed)
FRN 222269 · Appointed 22 Jan 2003 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds