Orlando Napoleon Heron

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Orlando Heron

    FRN 730717

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2021)
    • Sole trader dealing with clients for which they require qualification (since 1 Jan 2021)
  • Orlando Heron (no longer approved here)

    FRN 415407

    • (1)Employed By (23 Nov 2004 to 12 Jul 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (30 Dec 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Dec 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (30 Dec 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Dec 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (30 Dec 2002 to 12 Jul 2005)
    • CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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