ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Linda Ann Lynch
IRN LAL00005
- (1135)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Linda Trundle
IRN LDG00001
- (1200)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Lindsay Gerrard Hopkins
IRN LXH00038
- (1982)CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2002)
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Lloyd William Randall
IRN LWR00002
- (425)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Louis McPherson Forbes
IRN LMF01032
- (1364)CF22 Investment Adviser (Trainee) (21 Oct 2003 to 23 Mar 2005)
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Louis Petherick
IRN LXP01287
- (2192)CF28 Systems and controls (28 Jan 2009 to 28 Feb 2010)
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Louise Ann Houghton
IRN LAT00001
- (859)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Louise Woollard
IRN LXW00050
- (1473)CF22 Investment Adviser (Trainee) (11 Jun 2003 to 11 Jun 2003)
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Lucy Boyne-Williams
IRN LXB00843
- (37)[FCA CF] Material risk taker (since 29 Sep 2025)
- (38)[FCA CF] Significant management (since 29 Sep 2025)
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Lucy Harriet Jones
IRN LHJ00001
- (1786)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Simon Preston Associates (no longer appointed)
FRN 194002 · Appointed 17 May 2000 · Until 3 Jun 2004
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Stevenson Price Insurance Brokers Limited (no longer appointed)
FRN 118721 · Appointed 17 May 2000 · Until 3 Jun 2004
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The Mortgage Sourcing Group (no longer appointed)
FRN 194056 · Appointed 17 May 2000 · Until 3 Jun 2004
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Credo Financial Solutions (UK) Ltd (no longer appointed)
FRN 193916 · Appointed 12 May 2000 · Until 3 Mar 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (54)[FCA CF] Material risk taker
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controlled function added: (53)[FCA CF] Material risk taker
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controlled function added: (52)[FCA CF] Material risk taker
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controlled function added: (51)[FCA CF] Significant management
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controlled function added: (50)[FCA CF] Material risk taker
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controlled function added: (49)[FCA CF] Significant management
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controlled function added: (48)[FCA CF] Significant management
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controlled function added: (47)[FCA CF] Material risk taker
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controlled function added: (46)[FCA CF] Functions requiring qualifications
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controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds