Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF4 Partner (AR) (10 Aug 2022 to 10 Oct 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Oct 2023)
    • CF30 Customer (1 Nov 2007 to 30 Dec 2009)
    • CF7 Sole Trader (AR) (10 Apr 2006 to 31 Jan 2007)
    • CF22 Investment Adviser (Trainee) (10 Apr 2006 to 31 Oct 2007)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (21 Oct 2003 to 23 Mar 2005)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (21 Oct 2003 to 23 Mar 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF22 Investment Adviser (Trainee) (21 Oct 2003 to 23 Mar 2005)
  • Louis Forbes (no longer approved here)

    FRN 210647

    • (1)Employed By (2 Apr 2002 to 6 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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