ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Pieter Coenerad Kunz
IRN PCK01028
- (655)CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
- (654)CF22 Investment Adviser (Trainee) (17 Sep 2002 to 11 Apr 2003)
Placid Paul Gonzales
IRN PPG00001
- (1260)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Preetesh Panchmatia
IRN PXP00069
- (2049)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (2048)CF22 Investment Adviser (Trainee) (6 Feb 2002 to 12 Sep 2002)
Preston George Anderson
IRN PXA00030
- (296)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raj Aman Rayarel
IRN RAR00032
- (1556)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Raj Laxmidas Sodha
IRN RLS00003
- (556)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Rajesh Chawla
IRN RXC00085
- (2000)CF22 Investment Adviser (Trainee) (14 May 2003 to 3 Jun 2003)
Ralph Stanley Mortimore
IRN RSM00002
- (507)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ralph Stratton
IRN RJS00092
- (2105)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
Ramon Andrew Pettitt
IRN RAP00021
- (2040)CF22 Investment Adviser (Trainee) (12 Sep 2002 to 12 Sep 2002)
- (2041)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
Claude H Elmer (no longer appointed)
FRN 206261 · Appointed 2 Jul 2001 · Until 25 Jul 2003
Sterling Trust Advisers (no longer appointed)
FRN 206250 · Appointed 25 Jun 2001 · Until 3 Jun 2004
Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
FCS Scotland Ltd (no longer appointed)
FRN 195983 · Appointed 21 May 2001 · Until 3 Jun 2004
Ambience Mortgage (no longer appointed)
FRN 195779 · Appointed 21 May 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (54)[FCA CF] Material risk taker
2 days ago
controlled function added: (53)[FCA CF] Material risk taker
2 days ago
controlled function added: (52)[FCA CF] Material risk taker
2 days ago
controlled function added: (51)[FCA CF] Significant management
2 days ago
controlled function added: (50)[FCA CF] Material risk taker
2 days ago
controlled function added: (49)[FCA CF] Significant management
2 days ago
controlled function added: (48)[FCA CF] Significant management
2 days ago
controlled function added: (47)[FCA CF] Material risk taker
2 days ago
controlled function added: (46)[FCA CF] Functions requiring qualifications
2 days ago
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.