ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
-
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Norman Victor Jackson
IRN NVJ00001
- (155)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
-
Oliver James Rogers
IRN OJR00001
- (1393)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Orlando Napoleon Heron
IRN ONH00001
- (1558)CF21 Investment Adviser (30 Dec 2002 to 3 Jun 2003)
- (1557)CF22 Investment Adviser (Trainee) (10 Jul 2002 to 30 Dec 2002)
-
Pablo Charles Chaundy-Brain
IRN PCC00005
- (766)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Paolo Trainotti
IRN PXT00002
- (189)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Patience Jane Wheatcroft
IRN PJW01280
- (504)CF2 Non Executive Director (20 Apr 2012 to 8 Dec 2019)
-
Patricia Carol Davidson
IRN PCD00001
- (324)CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
-
Patrick Anthony Hardy
IRN PAH00005
- (289)CF21 Investment Adviser (1 Dec 2001 to 12 Mar 2002)
-
Patrick Cedric Howe
IRN PCH00003
- (70)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
Patrick Joseph McAuley
IRN PJM00060
- (2196)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
-
Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
-
Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
-
Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
-
Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
-
The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (54)[FCA CF] Material risk taker
-
controlled function added: (53)[FCA CF] Material risk taker
-
controlled function added: (52)[FCA CF] Material risk taker
-
controlled function added: (51)[FCA CF] Significant management
-
controlled function added: (50)[FCA CF] Material risk taker
-
controlled function added: (49)[FCA CF] Significant management
-
controlled function added: (48)[FCA CF] Significant management
-
controlled function added: (47)[FCA CF] Material risk taker
-
controlled function added: (46)[FCA CF] Functions requiring qualifications
-
controlled function added: (45)4. Giving personal recommendations on retail investment products which are not broker funds