ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Simon Peter Risby
IRN SPR01102
- (1011)CF28 Systems and controls (10 Aug 2011 to 29 May 2015)
Simon Price
IRN SXP00083
- (1125)CF22 Investment Adviser (Trainee) (1 May 2002 to 3 Jun 2003)
Simon Roderick Batcheler
IRN SRB01099
- (2129)CF21 Investment Adviser (14 Jan 2002 to 3 Jun 2003)
Simon Skelton Herbert
IRN SSH00006
- (2082)CF21 Investment Adviser (1 Dec 2001 to 19 Feb 2002)
Simon Victor Gaunt
IRN SVG00001
- (982)CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2002)
Simon William David Fraser
IRN SXF00319
- (102)SMF7 Group Entity Senior Manager (since 16 Jul 2024)
Simon William Field
IRN SWF00001
- (1077)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Simon William Lipp
IRN SWL00009
- (2094)CF21 Investment Adviser (18 Nov 2002 to 3 Jun 2003)
- (2093)CF22 Investment Adviser (Trainee) (18 Nov 2002 to 18 Nov 2002)
Smain Badaoui
IRN SXB00076
- (144)CF21 Investment Adviser (29 May 2003 to 29 May 2003)
- (143)CF22 Investment Adviser (Trainee) (9 Jan 2003 to 29 May 2003)
Soji Ajayi
IRN SXA00002
- (1287)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (64)[FCA CF] Significant management
3 days ago
controlled function added: (63)[FCA CF] Material risk taker
3 days ago
controlled function added: (62)[FCA CF] Significant management
3 days ago
controlled function added: (61)[FCA CF] Material risk taker
3 days ago
controlled function added: (60)[FCA CF] Significant management
3 days ago
controlled function added: (59)[FCA CF] Material risk taker
3 days ago
controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
3 days ago
controlled function added: (57)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (56)[FCA CF] Significant management
3 days ago
controlled function added: (55)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.