ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Evelyn Elizabeth Reeves
IRN EXR00011
- (233)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Ewan Douglas Scott Graham
IRN EDG00002
- (1521)CF22 Investment Adviser (Trainee) (27 May 2003 to 3 Jun 2003)
Eóin Desmond O'Gorman
IRN EXO00119
- (1682)[FCA CF] Significant management (22 Apr 2025 to 20 Mar 2026)
Fabian Joseph Bullen
IRN FJB00001
- (1229)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Faris Mahmood Nori
IRN FMN00001
- (1725)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Fazal Deen
IRN FMD00007
- (1507)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Felix De Palma
IRN FXD00001
- (1906)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Aug 2002)
Felix Peter Michael Fox
IRN FMF00001
- (1104)CF21 Investment Adviser (1 Dec 2001 to 23 Jun 2003)
Fiona Elizabeth Dixon
IRN FEW00001
- (926)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Francis David Ward
IRN FDW00001
- (100)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Adam Martyn-Smith (no longer appointed)
FRN 200852 · Appointed 1 Sep 1987 · Until 3 Jun 2004
Arans Estate Agents (no longer appointed)
FRN 157147 · Appointed 24 Aug 1987 · Until 3 Jun 2004
RJM Accountancy (no longer appointed)
FRN 178213 · Appointed 1 Mar 1987 · Until 3 Jun 2004
Ledgers Financial Services (Aberdeen) (no longer appointed)
FRN 181627 · Appointed 1 Mar 1987 · Until 3 Jun 2004
Jamestown Investments Limited (no longer appointed)
FRN 178325 · Appointed 1 Jan 1987 · Until 3 Jun 2004
Hale Clinic International Ltd (no longer appointed)
FRN 169472 · Appointed 1 Jan 1987 · Until 5 Dec 2003
Eric Palmer Photography (no longer appointed)
FRN 174928 · Appointed 31 Dec 1986 · Until 5 Dec 2003
Rafamacs Ltd (no longer appointed)
FRN 200877 · Appointed 15 Sep 1986 · Until 3 Jun 2004
Christopher Buckingham (no longer appointed)
FRN 175261 · Appointed 23 May 1986 · Until 3 Jun 2004
TJ Mudd & Co (no longer appointed)
FRN 200949 · Appointed 1 Mar 1986 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (64)[FCA CF] Significant management
5 hours ago
controlled function added: (63)[FCA CF] Material risk taker
5 hours ago
controlled function added: (62)[FCA CF] Significant management
5 hours ago
controlled function added: (61)[FCA CF] Material risk taker
5 hours ago
controlled function added: (60)[FCA CF] Significant management
5 hours ago
controlled function added: (59)[FCA CF] Material risk taker
5 hours ago
controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
5 hours ago
controlled function added: (57)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (56)[FCA CF] Significant management
5 hours ago
controlled function added: (55)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.