Felix De Palma

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Equity And General Financial Services Limited
FRN 474163
- CF1 Director (AR) (since 9 Apr 2020)
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
Totus Wealth Management Ltd
FRN 778768
- Employed By (since 9 Apr 2020)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Aug 2002)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (1 Dec 2001 to 21 Aug 2002)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 21 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.