ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Giles Kemp Harwood
IRN GKH00006
- (1761)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Giles William Godwin De Gatacre
IRN GWD00002
- (700)CF22 Investment Adviser (Trainee) (1 Mar 2002 to 3 Jun 2003)
Giorgio Vincenzo Stephen Brugnoli
IRN GVB00002
- (185)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Glenn Gaston
IRN GXG00054
- (977)CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2003)
Glenn McNeilly
IRN GXM00010
- (517)CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
Glyn Lewis-Jones
IRN LJG00002
- (332)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Godwin Gay
IRN GMG00012
- (1433)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Gordon Bruce Elder
IRN GBE00003
- (1210)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Ian Hanlon
IRN GIH00004
- (1934)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Jeffrey Montgomery
IRN GJM00001
- (328)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Hedges & Hedges (no longer appointed)
FRN 201050 · Appointed 1 Jul 1991 · Until 18 Oct 2002
Gladstone Consultancy (no longer appointed)
FRN 163943 · Appointed 1 Jul 1991 · Until 3 Jun 2004
Graham Ogden Accountant (no longer appointed)
FRN 174929 · Appointed 7 Jun 1991 · Until 3 Jun 2004
David Wallbridge (no longer appointed)
FRN 178307 · Appointed 1 May 1991 · Until 3 Jun 2004
LMA Limited (no longer appointed)
FRN 161348 · Appointed 1 Apr 1991 · Until 3 Jun 2004
R & AL Financial (no longer appointed)
FRN 160455 · Appointed 7 Jan 1991 · Until 23 Apr 2002
ATS Associates (no longer appointed)
FRN 155454 · Appointed 1 Jan 1991 · Until 3 Jun 2004
Christopher Abele Marketing (no longer appointed)
FRN 179672 · Appointed 1 Jan 1991 · Until 14 Jun 2002
EPG Security Systems (no longer appointed)
FRN 200929 · Appointed 1 Jan 1991 · Until 3 Jun 2004
Search Investments Plc (no longer appointed)
FRN 200818 · Appointed 1 Oct 1990 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

9 hours ago
controlled function added: (64)[FCA CF] Significant management
9 hours ago
controlled function added: (63)[FCA CF] Material risk taker
9 hours ago
controlled function added: (62)[FCA CF] Significant management
9 hours ago
controlled function added: (61)[FCA CF] Material risk taker
9 hours ago
controlled function added: (60)[FCA CF] Significant management
9 hours ago
controlled function added: (59)[FCA CF] Material risk taker
9 hours ago
controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
9 hours ago
controlled function added: (57)[FCA CF] Manager of certification employee
9 hours ago
controlled function added: (56)[FCA CF] Significant management
9 hours ago
controlled function added: (55)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.