ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
-
Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Retail Investment Funds
-
Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
James Andrew Mallows
IRN JXM01275
- (57)[FCA CF] Manager of certification employee (since 2 Jan 2024)
-
James Blackburn Hillis
IRN JXH00145
- (1935)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
James Christian Hulme
IRN JCH00044
- (2037)CF22 Investment Adviser (Trainee) (26 Jun 2003 to 1 Jul 2003)
-
James Christie Lynch
IRN JCL00017
- (1108)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
James Christopher Maher
IRN JCM00020
- (268)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jan 2002)
-
James Edward Guttridge
IRN JEG00012
- (608)CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2001)
-
James Garry Wilson
IRN JGW00024
- (97)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
-
James George Mackie
IRN JGM00009
- (596)CF21 Investment Adviser (4 Mar 2003 to 3 Jun 2003)
- (595)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 4 Mar 2003)
-
James George May
IRN JXM43303
- (1491)[FCA CF] Significant management (21 Nov 2023 to 11 Feb 2026)
- (1490)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
-
James Hamilton Laird Burt
IRN JHB00001
- (333)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
The Charter Mortgage Service (no longer appointed)
FRN 183818 · Appointed 1 Jan 1997 · Until 3 Jun 2004
-
Frensham Associates Limited (no longer appointed)
FRN 186112 · Appointed 13 Dec 1996 · Until 1 Jul 2003
-
Winslade Consultants Limited (no longer appointed)
FRN 186682 · Appointed 10 Dec 1996 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
-
controlled function added: (64)[FCA CF] Significant management
-
controlled function added: (63)[FCA CF] Material risk taker
-
controlled function added: (62)[FCA CF] Significant management
-
controlled function added: (61)[FCA CF] Material risk taker
-
controlled function added: (60)[FCA CF] Significant management
-
controlled function added: (59)[FCA CF] Material risk taker
-
controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
-
controlled function added: (57)[FCA CF] Manager of certification employee
-
controlled function added: (56)[FCA CF] Significant management
-
controlled function added: (55)[FCA CF] Material risk taker