ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Anthony Meredith
IRN JAM00025
- (1113)CF22 Investment Adviser (Trainee) (28 Feb 2003 to 3 Jun 2003)
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John Anthony Newman
IRN JAN01032
- (844)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Jun 2003)
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John Barry Cliffe
IRN JXC00161
- (687)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Boyce
IRN JXB00180
- (1974)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Caddy
IRN JXC00009
- (1620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Charles Thrower
IRN JCT00002
- (405)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (404)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
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John Christopher Bradon
IRN JCB00054
- (1804)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
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John Clark
IRN JXC00010
- (689)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Corbett Robertson
IRN JCR00019
- (1821)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Cramond Rigg
IRN JCR00013
- (835)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Mansionhouse Independent Mortgage Services Ltd (no longer appointed)
FRN 192457 · Appointed 10 Jan 1999 · Until 17 May 2002
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Peter R Burton Financial Services Ltd (no longer appointed)
FRN 193953 · Appointed 10 Jan 1999 · Until 17 May 2002
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Independent Mortgage Advisors (Barry G Davis) (no longer appointed)
FRN 201720 · Appointed 6 Jan 1999 · Until 3 Jun 2004
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Renbe Associates (Anthony Abiona) (no longer appointed)
FRN 193692 · Appointed 30 Nov 1998 · Until 3 Jun 2004
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The Independent Mortgage Service (no longer appointed)
FRN 194016 · Appointed 26 Nov 1998 · Until 3 Jun 2004
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Mussard & Co Wealth Management Ltd (no longer appointed)
FRN 194006 · Appointed 23 Nov 1998 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (64)[FCA CF] Significant management
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controlled function added: (63)[FCA CF] Material risk taker
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controlled function added: (62)[FCA CF] Significant management
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controlled function added: (61)[FCA CF] Material risk taker
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controlled function added: (60)[FCA CF] Significant management
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controlled function added: (59)[FCA CF] Material risk taker
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controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (57)[FCA CF] Manager of certification employee
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controlled function added: (56)[FCA CF] Significant management
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controlled function added: (55)[FCA CF] Material risk taker