ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Schofield
IRN JXS01328
- (1915)CF28 Systems and controls (1 Nov 2007 to 29 Aug 2008)
- (1918)CF10 Compliance Oversight (5 Nov 2002 to 8 Mar 2006)
- (1916)CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
- (1917)CF14 Risk Assessment (1 Dec 2001 to 31 Oct 2007)
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John Simon Bennison
IRN JSB00012
- (1651)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Steer
IRN JXS01974
- (1350)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Stephen Patrick
IRN JSP00033
- (47)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John T Cross
IRN JTC00007
- (1687)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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John Thomas Iveson
IRN JTI00001
- (730)CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
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John Victor Michell
IRN JVM00009
- (2213)CF22 Investment Adviser (Trainee) (7 Mar 2003 to 3 Jun 2003)
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John William Loaring
IRN JWL00016
- (798)CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
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John William Sherratt
IRN JXS00148
- (422)CF21 Investment Adviser (13 May 2002 to 3 Jun 2003)
- (421)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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John William Vinson
IRN JWV00003
- (224)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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The Total Financial Services Company Ltd (no longer appointed)
FRN 193876 · Appointed 29 Sep 1999 · Until 3 Jun 2004
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AVW Mortgages (Alan Wiseman) (no longer appointed)
FRN 192337 · Appointed 27 Sep 1999 · Until 3 Jun 2004
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Michael Hocking Associates (no longer appointed)
FRN 193990 · Appointed 27 Sep 1999 · Until 3 Jun 2004
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Michael D Allen & Associates (no longer appointed)
FRN 192462 · Appointed 27 Sep 1999 · Until 3 Jun 2004
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Danhus Insurance Services (no longer appointed)
FRN 192453 · Appointed 27 Sep 1999 · Until 21 May 2002
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Braddock Thornton Wealth Management (no longer appointed)
FRN 192479 · Appointed 27 Sep 1999 · Until 3 Jun 2004
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Key Wealth Management Ltd (no longer appointed)
FRN 201724 · Appointed 15 Sep 1999 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (64)[FCA CF] Significant management
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controlled function added: (63)[FCA CF] Material risk taker
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controlled function added: (62)[FCA CF] Significant management
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controlled function added: (61)[FCA CF] Material risk taker
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controlled function added: (60)[FCA CF] Significant management
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controlled function added: (59)[FCA CF] Material risk taker
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controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (57)[FCA CF] Manager of certification employee
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controlled function added: (56)[FCA CF] Significant management
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controlled function added: (55)[FCA CF] Material risk taker