ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Mark Christopher Lally
IRN MCL00012
- (2124)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Daniel Scarry
IRN MDS00033
- (1235)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (1234)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
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Mark David Andrews
IRN MDA00002
- (2083)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Dean Hardy
IRN MDH00019
- (842)CF21 Investment Adviser (15 Apr 2003 to 3 Jun 2003)
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Mark Dunford
IRN MXD00139
- (1742)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Edward Sutton
IRN MES00017
- (1873)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Francis Salt
IRN MFS00009
- (1177)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Frank Robinson
IRN MFR00002
- (1413)CF22 Investment Adviser (Trainee) (6 Mar 2003 to 3 Jun 2003)
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Mark Frederick Taylor
IRN MFT00001
- (1716)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Mark Frost
IRN MXF01320
- (586)CF21 Investment Adviser (7 May 2003 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Hammersley & Hancock Mortgage Services (no longer appointed)
FRN 194170 · Appointed 12 Oct 2000 · Until 3 Jun 2004
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Anthony Swanston Consultants Ltd (no longer appointed)
FRN 193092 · Appointed 25 Sep 2000 · Until 3 Jun 2004
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E.C.A.N: Edinburgh Chartered Architects Network (no longer appointed)
FRN 193093 · Appointed 25 Sep 2000 · Until 3 Jun 2004
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Okehampton Financial Management (no longer appointed)
FRN 194092 · Appointed 13 Sep 2000 · Until 3 Jun 2004
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R W Duthie & Associates (no longer appointed)
FRN 193611 · Appointed 31 Aug 2000 · Until 10 Apr 2003
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Professional Independent Mortgage Services (no longer appointed)
FRN 194097 · Appointed 22 Aug 2000 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (64)[FCA CF] Significant management
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controlled function added: (63)[FCA CF] Material risk taker
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controlled function added: (62)[FCA CF] Significant management
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controlled function added: (61)[FCA CF] Material risk taker
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controlled function added: (60)[FCA CF] Significant management
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controlled function added: (59)[FCA CF] Material risk taker
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controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (57)[FCA CF] Manager of certification employee
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controlled function added: (56)[FCA CF] Significant management
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controlled function added: (55)[FCA CF] Material risk taker