Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Colbourn
IRN SAC00030
- (1955)CF21 Investment Adviser (11 Apr 2003 to 3 Jun 2003)
- (1954)CF22 Investment Adviser (Trainee) (21 Nov 2002 to 11 Apr 2003)
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Stephen Colin Francis
IRN SCF00004
- (1377)CF21 Investment Adviser (16 Dec 2002 to 3 Mar 2003)
- (1376)CF22 Investment Adviser (Trainee) (19 Feb 2002 to 16 Dec 2002)
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Stephen David Mills
IRN SDM00022
- (933)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen David Mussard
IRN SDM00030
- (1763)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Donald Samuel Robinson
IRN SDR00009
- (1426)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Douglas Broadhurst
IRN SDB00024
- (1295)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Eugene Ebanja
IRN SEE00003
- (77)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Fraser Harris
IRN SFH00002
- (1148)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Gardiner Austin
IRN SXA00004
- (845)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Stephen Howard
IRN SXH00079
- (2022)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004
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Continental Financial Practice Ltd (no longer appointed)
FRN 206240 · Appointed 18 Jun 2001 · Until 30 Dec 2002
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Chartwell Consulting Ltd (no longer appointed)
FRN 206233 · Appointed 11 Jun 2001 · Until 3 Jun 2004
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Select Independent Mortgages (no longer appointed)
FRN 206225 · Appointed 24 May 2001 · Until 3 Jun 2004
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Farmers & Mercantrie Insurance Consultants Ltd (no longer appointed)
FRN 195814 · Appointed 24 May 2001 · Until 3 Jun 2004
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The Julian Guymer Practice (no longer appointed)
FRN 206224 · Appointed 23 May 2001 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (64)[FCA CF] Significant management
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controlled function added: (63)[FCA CF] Material risk taker
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controlled function added: (62)[FCA CF] Significant management
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controlled function added: (61)[FCA CF] Material risk taker
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controlled function added: (60)[FCA CF] Significant management
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controlled function added: (59)[FCA CF] Material risk taker
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controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
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controlled function added: (57)[FCA CF] Manager of certification employee
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controlled function added: (56)[FCA CF] Significant management
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controlled function added: (55)[FCA CF] Material risk taker