ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Lancelotte
IRN PXL00009
- (242)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Philip Martin Drage
IRN PMD01079
- (1696)CF22 Investment Adviser (Trainee) (29 Apr 2002 to 9 Aug 2002)
Philip Michael Smith
IRN PMS00032
- (1411)CF21 Investment Adviser (1 Dec 2001 to 13 Sep 2002)
Philip Richard Hewson
IRN PRH00009
- (273)CF21 Investment Adviser (1 Dec 2001 to 15 Jan 2003)
Philip Simcock
IRN PXS00183
- (1039)CF21 Investment Adviser (1 Dec 2001 to 19 Dec 2002)
Philip Timothy Tiffin
IRN PTT00001
- (129)CF21 Investment Adviser (21 May 2002 to 3 Jun 2003)
Phillip Anthony Gooding
IRN PAG00003
- (928)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Phillip Charles Burton
IRN PCB00003
- (767)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Phillip James Crockford
IRN PJC00055
- (127)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Piers Dorian Manville-Hales
IRN PDM00036
- (1112)CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)

Smaller firms operating under this firm's FCA authorisation.

Greensland Insurance Services Ltd (no longer appointed)
FRN 207073 · Appointed 16 Aug 2001 · Until 3 Jun 2004
Peter Hornby (no longer appointed)
FRN 207059 · Appointed 15 Aug 2001 · Until 3 Jun 2004
Nelson Sui Keung Cheng (no longer appointed)
FRN 207058 · Appointed 15 Aug 2001 · Until 3 Jun 2004
Tom Gibson (no longer appointed)
FRN 207055 · Appointed 9 Aug 2001 · Until 3 Jun 2004
CM Associates (no longer appointed)
FRN 207054 · Appointed 9 Aug 2001 · Until 3 Jun 2004
Mortgage & Property (no longer appointed)
FRN 207053 · Appointed 9 Aug 2001 · Until 3 Jun 2004
Julian Slade (no longer appointed)
FRN 206274 · Appointed 17 Jul 2001 · Until 3 Jun 2004
Sunningdale Asset Management (no longer appointed)
FRN 206275 · Appointed 17 Jul 2001 · Until 24 Sep 2003
A.E.W. Greenwall (no longer appointed)
FRN 206273 · Appointed 17 Jul 2001 · Until 3 Jun 2004
Essential Financial Strategies (no longer appointed)
FRN 196123 · Appointed 11 Jul 2001 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (64)[FCA CF] Significant management
2 days ago
controlled function added: (63)[FCA CF] Material risk taker
2 days ago
controlled function added: (62)[FCA CF] Significant management
2 days ago
controlled function added: (61)[FCA CF] Material risk taker
2 days ago
controlled function added: (60)[FCA CF] Significant management
2 days ago
controlled function added: (59)[FCA CF] Material risk taker
2 days ago
controlled function added: (58)Director of firm who is not a certification employee or a SMF manager
2 days ago
controlled function added: (57)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (56)[FCA CF] Significant management
2 days ago
controlled function added: (55)[FCA CF] Material risk taker

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.