Philip Martin Drage

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

David Williams IFA Mortgage & Insurance Services Ltd
FRN 597007
- (1)Employed By (since 17 May 2017)
HL Partnership Limited (no longer approved here)
FRN 303397
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 May 2023)
DAVID WILLIAMS I F A LIMITED (no longer approved here)
FRN 530750
- CF1 Director (AR) (17 May 2017 to 10 Oct 2018)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 9 Aug 2002)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 9 Aug 2002)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF22 Investment Adviser (Trainee) (29 Apr 2002 to 9 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.