ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gerald Archer
IRN GXA00001
- (1877)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gerald Bass
IRN GXB00053
- (1421)CF22 Investment Adviser (Trainee) (5 Mar 2003 to 3 Jun 2003)
Gerald Joseph McGibbon
IRN GJM00010
- (796)CF21 Investment Adviser (1 Dec 2001 to 2 May 2003)
Gerard Andrew Mepham
IRN GAM00004
- (280)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gerard Charles Blakemore
IRN GCB00011
- (2198)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gerard Graham Brierley
IRN GGB00004
- (335)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gerard James Wilson
IRN GJW00053
- (98)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gerard Quinn
IRN GXQ00001
- (452)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gerard Walter George King
IRN GWK00006
- (195)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gerry Moore
IRN GXM01213
- (1087)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Keene Financial Services (no longer appointed)
FRN 161033 · Appointed 5 Oct 1992 · Until 3 Jun 2004
Christopher Marcus & Partners Limited (no longer appointed)
FRN 181840 · Appointed 15 Sep 1992 · Until 3 Jun 2004
PFS Estates (no longer appointed)
FRN 159198 · Appointed 1 Sep 1992 · Until 3 Jun 2004
Chancellor Court Limited (no longer appointed)
FRN 185872 · Appointed 20 Jul 1992 · Until 3 Jun 2004
Central Will Services (no longer appointed)
FRN 178247 · Appointed 10 Jul 1992 · Until 3 Jun 2004
Unadata Ltd (no longer appointed)
FRN 181536 · Appointed 14 May 1992 · Until 3 Jun 2004
ADP Accountancy Services (no longer appointed)
FRN 201061 · Appointed 1 May 1992 · Until 3 Jun 2004
Tax and Trust Solutions Ltd (no longer appointed)
FRN 200825 · Appointed 20 Mar 1992 · Until 3 Jun 2004
Fowlers (no longer appointed)
FRN 181613 · Appointed 4 Jan 1992 · Until 3 Jun 2004
Charles Clark & Co (no longer appointed)
FRN 174967 · Appointed 2 Jan 1992 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (74)SMF24 Chief Operations
5 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
5 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (71)[FCA CF] Material risk taker
5 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
5 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
5 hours ago
controlled function added: (67)SMF1 Chief Executive
5 hours ago
controlled function added: (66)SMF3 Executive Director
5 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.