Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 24 Oct 2025)
  • Ever North Limited (no longer approved here)

    FRN 800196

    • [FCA CF] Functions requiring qualifications (13 Jun 2024 to 18 Oct 2025)
  • Access Financial Services Limited (no longer approved here)

    FRN 301173

    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 9 Sep 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (4 Nov 2003 to 3 Aug 2004)
    • CF22 Investment Adviser (Trainee) (5 Mar 2003 to 4 Nov 2003)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (5 Mar 2003 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (5 Mar 2003 to 3 Jun 2003)
  • Gerald Bass (no longer approved here)

    FRN 216270

    • (1)Employed By (1 Dec 2001 to 13 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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