ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Anthony Meredith
IRN JAM00025
- (1113)CF22 Investment Adviser (Trainee) (28 Feb 2003 to 3 Jun 2003)
John Anthony Newman
IRN JAN01032
- (844)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 30 Jun 2003)
John Barry Cliffe
IRN JXC00161
- (687)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Boyce
IRN JXB00180
- (1974)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Caddy
IRN JXC00009
- (1620)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Charles Thrower
IRN JCT00002
- (405)CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- (404)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
John Christopher Bradon
IRN JCB00054
- (1804)CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)
John Clark
IRN JXC00010
- (689)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Corbett Robertson
IRN JCR00019
- (1821)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Cramond Rigg
IRN JCR00013
- (835)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Boulter Mortgage Services (no longer appointed)
FRN 201721 · Appointed 7 Oct 1998 · Until 3 Jun 2004
Garmat Associates (no longer appointed)
FRN 201771 · Appointed 2 Oct 1998 · Until 3 Jun 2004
Oak Financial (no longer appointed)
FRN 193522 · Appointed 23 Sep 1998 · Until 3 Jun 2004
The Mortgage Exchange (no longer appointed)
FRN 201789 · Appointed 23 Sep 1998 · Until 23 Apr 2002
Gareth Lloyd-Williams (no longer appointed)
FRN 201770 · Appointed 22 Sep 1998 · Until 3 Jun 2004
Fast Temp Recruitment (no longer appointed)
FRN 201762 · Appointed 27 Aug 1998 · Until 3 Jun 2004
Nottingham Mortgage Centre (Steven Hewitt) (no longer appointed)
FRN 192485 · Appointed 31 Jul 1998 · Until 3 Jun 2004
Hamilton Laird Consultants (no longer appointed)
FRN 201781 · Appointed 29 Jul 1998 · Until 14 May 2004
Risk, Equity & Debt Management Consultant Ltd (no longer appointed)
FRN 185329 · Appointed 16 Jul 1998 · Until 3 Jun 2004
Jean Whitfield (no longer appointed)
FRN 192422 · Appointed 16 Jul 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (74)SMF24 Chief Operations
10 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (71)[FCA CF] Material risk taker
10 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
10 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
10 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
10 hours ago
controlled function added: (67)SMF1 Chief Executive
10 hours ago
controlled function added: (66)SMF3 Executive Director
10 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.