ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Henry Hall
IRN JHH00003
- (2168)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Hitchins
IRN JCH01244
- (97)SMF7 Group Entity Senior Manager (since 7 Jun 2023)
John Howe Hatton
IRN JHH00012
- (823)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Hugh Gill
IRN JHG01021
- (965)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (964)CF22 Investment Adviser (Trainee) (7 Aug 2002 to 9 Jun 2003)
John Ian Davidson
IRN JID00003
- (465)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John James Keenan
IRN JXK00485
- (55)[FCA CF] Material risk taker (since 9 Apr 2026)
- (56)[FCA CF] Significant management (since 9 Apr 2026)
John Joseph Byrne
IRN JJB00029
- (1371)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Lawry Searle
IRN JLS00030
- (1900)CF21 Investment Adviser (9 Jun 2003 to 9 Jun 2003)
- (1899)CF22 Investment Adviser (Trainee) (21 Jan 2003 to 9 Jun 2003)
John Malcolm Tanner
IRN JMT00002
- (714)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
John Michael Avery
IRN JMA00029
- (64)CF22 Investment Adviser (Trainee) (17 Apr 2002 to 26 Mar 2003)

Smaller firms operating under this firm's FCA authorisation.

Glyn Michael Howcett (no longer appointed)
FRN 201776 · Appointed 22 Apr 1999 · Until 3 Jun 2004
Mitchell & Co (no longer appointed)
FRN 193992 · Appointed 22 Apr 1999 · Until 3 Jun 2004
Mason Hall & Co (no longer appointed)
FRN 192446 · Appointed 22 Apr 1999 · Until 3 Jun 2004
Pegasus Commercial & Property Consultants Ltd (no longer appointed)
FRN 193952 · Appointed 9 Apr 1999 · Until 3 Jun 2004
Crown Mortgage Options & Financial Services (no longer appointed)
FRN 192448 · Appointed 6 Apr 1999 · Until 3 Jun 2004
Peach & Co (no longer appointed)
FRN 194001 · Appointed 6 Apr 1999 · Until 3 Jun 2004
Suffolk Police Federation (no longer appointed)
FRN 192486 · Appointed 6 Apr 1999 · Until 3 Jun 2004
Moffatt & Co (no longer appointed)
FRN 194116 · Appointed 26 Mar 1999 · Until 3 Jun 2004
The Heritage Consultancy (no longer appointed)
FRN 194014 · Appointed 22 Mar 1999 · Until 3 Jun 2004
The Mortgage Consultancy (no longer appointed)
FRN 194604 · Appointed 22 Mar 1999 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (74)SMF24 Chief Operations
6 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
6 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (71)[FCA CF] Material risk taker
6 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
6 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
6 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
6 hours ago
controlled function added: (67)SMF1 Chief Executive
6 hours ago
controlled function added: (66)SMF3 Executive Director
6 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.