ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ketan Yadav
IRN KXY01032
- (1996)CF22 Investment Adviser (Trainee) (18 Jan 2002 to 12 Mar 2002)
Kevan John Gray
IRN KJG00001
- (1292)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Ashley Phoenix
IRN KAP00001
- (1016)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Attwell
IRN KXA00030
- (1517)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Benjamin Snyder
IRN KBS00002
- (1901)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Kevin Charles Dixon-Nutt
IRN KCD00001
- (1192)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Davies
IRN KXD00002
- (2063)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Graham Brooks
IRN KGB00007
- (72)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)
Kevin Hugh Dermot Bradley
IRN KHB00001
- (1519)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Hyland
IRN KXH01153
- (921)CF22 Investment Adviser (Trainee) (12 Jun 2003 to 12 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Garly L Carr (no longer appointed)
FRN 201772 · Appointed 10 Apr 2000 · Until 3 Jun 2004
The Inheritance Tax & Estate Advisory Service (no longer appointed)
FRN 192493 · Appointed 10 Apr 2000 · Until 3 Jun 2004
4 Weeks.Com Ltd (no longer appointed)
FRN 192325 · Appointed 7 Apr 2000 · Until 3 Jun 2004
Inbound Ltd (no longer appointed)
FRN 193931 · Appointed 31 Mar 2000 · Until 3 Jun 2004
County Financial Management (no longer appointed)
FRN 201952 · Appointed 29 Mar 2000 · Until 3 Jun 2004
Parkers (Alan Mansi) (no longer appointed)
FRN 193682 · Appointed 24 Mar 2000 · Until 3 Jun 2004
Stephen Dadson Independent Mortgage Adviser (no longer appointed)
FRN 194005 · Appointed 22 Mar 2000 · Until 3 Jun 2004
Kingfisher Consultants (no longer appointed)
FRN 192432 · Appointed 22 Mar 2000 · Until 3 Jun 2004
Cartwright & Co (no longer appointed)
FRN 201729 · Appointed 20 Mar 2000 · Until 3 Jun 2004
Allard Associates Healthcare (no longer appointed)
FRN 193690 · Appointed 20 Mar 2000 · Until 17 Nov 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (74)SMF24 Chief Operations
5 hours ago
controlled function added: (73)SMF18 Other Overall Responsibility
5 hours ago
controlled function added: (72)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (71)[FCA CF] Material risk taker
5 hours ago
controlled function added: (70)SMF7 Group Entity Senior Manager
5 hours ago
controlled function added: (69)SMF5 Head of Internal Audit
5 hours ago
controlled function added: (68)SMF18 Other Overall Responsibility
5 hours ago
controlled function added: (67)SMF1 Chief Executive
5 hours ago
controlled function added: (66)SMF3 Executive Director
5 hours ago
controlled function added: (65)SMF18 Other Overall Responsibility

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.