ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Stephen Thomas Shaw
IRN STS00005
- (1443)CF21 Investment Adviser (1 Dec 2001 to 12 Jul 2002)
Stephen Thomas Wilson Bentley
IRN STB00001
- (1166)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen Turner Mills
IRN STM00006
- (710)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Stephen William Baxter
IRN SWB01062
- (1755)CF21 Investment Adviser (1 Nov 2002 to 6 Dec 2002)
- (1754)CF22 Investment Adviser (Trainee) (10 Jun 2002 to 1 Nov 2002)
Stephen William Richardson
IRN SWR01030
- (987)CF21 Investment Adviser (6 Dec 2001 to 6 Dec 2001)
Steve Anthony Marks
IRN SAM00058
- (725)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Steve Gilbert
IRN SGG00004
- (345)CF21 Investment Adviser (1 Dec 2001 to 15 Nov 2002)
Steven Broad
IRN SXB00164
- (1361)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Steven David Boughton
IRN SDB00007
- (1261)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Steven Day
IRN SXD00007
- (415)CF21 Investment Adviser (1 Dec 2001 to 14 May 2003)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

3 days ago
controlled function added: (84)14. Managing investments
3 days ago
controlled function added: (83)[FCA CF] CASS oversight function
3 days ago
controlled function added: (82)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (81)[FCA CF] Material risk taker
3 days ago
controlled function added: (80)[FCA CF] Significant management
3 days ago
controlled function added: (79)[FCA CF] Manager of certification employee
3 days ago
controlled function added: (78)[FCA CF] Material risk taker
3 days ago
controlled function added: (77)[FCA CF] Significant management
3 days ago
controlled function added: (76)[FCA CF] Material risk taker
3 days ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.