ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Peter Richard Slawson
IRN PRS00005
- (367)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Bacon
IRN PXB00145
- (838)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Beck
IRN PRB00007
- (1710)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Peter Robert Coulter
IRN PRC01075
- (1448)[FCA CF] Significant management (9 Dec 2019 to 2 Jan 2024)
Peter Scudder
IRN PXS00073
- (316)CF22 Investment Adviser (Trainee) (7 May 2003 to 3 Jun 2003)
Peter Tapson Grieves
IRN PTG00007
- (1790)CF22 Investment Adviser (Trainee) (31 Mar 2003 to 3 Jun 2003)
Peter Thomas Carron
IRN PTC00001
- (53)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Peter Thompson Moore
IRN PXM00013
- (2128)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
Peter Ward
IRN PXW00014
- (111)CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2003)
Peter William Ewart
IRN PWE00003
- (1938)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

1 day ago
controlled function added: (84)14. Managing investments
1 day ago
controlled function added: (83)[FCA CF] CASS oversight function
1 day ago
controlled function added: (82)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (81)[FCA CF] Material risk taker
1 day ago
controlled function added: (80)[FCA CF] Significant management
1 day ago
controlled function added: (79)[FCA CF] Manager of certification employee
1 day ago
controlled function added: (78)[FCA CF] Material risk taker
1 day ago
controlled function added: (77)[FCA CF] Significant management
1 day ago
controlled function added: (76)[FCA CF] Material risk taker
1 day ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.