ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +4401285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Retail Investment Funds
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Specialist Investment Funds
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Michael Omar Zaman
IRN MOZ00001
- (1487)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Paul Dewdney
IRN MPD00003
- (314)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 May 2002)
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Michael Peter Blunt
IRN MXB01372
- (397)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 3 Jun 2003)
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Michael Phillip Atkinson
IRN MPA00007
- (1525)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jun 2003)
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Michael Platt
IRN MXP00176
- (1238)CF21 Investment Adviser (1 Dec 2001 to 20 Mar 2003)
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Michael Richard (Mike) Phipps
IRN MRP00001
- (929)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Robert Collins
IRN MRC00003
- (391)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Robert Gravestock
IRN MRG01058
- (496)CF29 Significant management (1 Nov 2007 to 27 Mar 2009)
- (499)CF1 Director (6 Jan 2004 to 27 Mar 2009)
- (497)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- (498)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
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Michael Rodwell
IRN MXR00094
- (562)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
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Michael Ross Middleton
IRN MRM00011
- (1429)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
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Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
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D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
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Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (84)14. Managing investments
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controlled function added: (83)[FCA CF] CASS oversight function
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controlled function added: (82)[FCA CF] Manager of certification employee
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controlled function added: (81)[FCA CF] Material risk taker
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controlled function added: (80)[FCA CF] Significant management
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controlled function added: (79)[FCA CF] Manager of certification employee
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controlled function added: (78)[FCA CF] Material risk taker
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controlled function added: (77)[FCA CF] Significant management
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controlled function added: (76)[FCA CF] Material risk taker
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controlled function added: (75)SMF7 Group Entity Senior Manager