Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF29 Significant management (1 Nov 2007 to 27 Mar 2009)
- CF1 Director (6 Jan 2004 to 27 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
-
- CF29 Significant management (1 Nov 2007 to 27 Mar 2009)
- CF1 Director (6 Jan 2004 to 27 Mar 2009)
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
-
- CF29 Significant management (1 Nov 2007 to 22 Feb 2011)
- CF1 Director (6 Jan 2004 to 6 Jan 2016)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.