ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael John Hardy
IRN MJH00068
- (247)CF22 Investment Adviser (Trainee) (6 Feb 2003 to 3 Jun 2003)
Michael John Harper
IRN MJH00046
- (1225)CF21 Investment Adviser (1 May 2002 to 3 Jun 2003)
Michael John Harrington
IRN MJH00017
- (420)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
Michael John Kiener
IRN MJK00008
- (1688)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Reed
IRN MJR00027
- (1551)CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
Michael John Roche
IRN MJR00099
- (1554)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Thompson
IRN MJT00007
- (685)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Wheeler
IRN MJW00021
- (1199)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Whiting
IRN MJW00117
- (393)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Michael John Wroe
IRN MJW00014
- (1114)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Kingsgate Financial Management (no longer appointed)
FRN 216603 · Appointed 16 Jul 2002 · Until 3 Jun 2004
Heritage Wills (no longer appointed)
FRN 216614 · Appointed 16 Jul 2002 · Until 3 Jun 2004
D & V Associates (no longer appointed)
FRN 214501 · Appointed 8 Jul 2002 · Until 3 Jun 2004
PFB Consulting (no longer appointed)
FRN 214500 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Pinkwell Property Search Ltd (no longer appointed)
FRN 214499 · Appointed 8 Jul 2002 · Until 3 Jun 2004
Ian Fraser (no longer appointed)
FRN 213191 · Appointed 20 Jun 2002 · Until 3 Jun 2004
D J Neilan Estate Agents (no longer appointed)
FRN 213157 · Appointed 20 Jun 2002 · Until 3 Jun 2004
Omni Executive Group Ltd (no longer appointed)
FRN 213158 · Appointed 20 Jun 2002 · Until 3 Jun 2004
IMS Wealth Management (no longer appointed)
FRN 211358 · Appointed 24 Apr 2002 · Until 3 Jun 2004
Paul McCaughey (no longer appointed)
FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (84)14. Managing investments
10 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
10 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (81)[FCA CF] Material risk taker
10 hours ago
controlled function added: (80)[FCA CF] Significant management
10 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (78)[FCA CF] Material risk taker
10 hours ago
controlled function added: (77)[FCA CF] Significant management
10 hours ago
controlled function added: (76)[FCA CF] Material risk taker
10 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.