Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (13 May 2020 to 18 Mar 2022)
- CF30 Customer (15 Sep 2017 to 19 Aug 2019)
- CF7 Sole Trader (AR) (1 Sep 2003 to 28 Oct 2005)
- CF21 Investment Adviser (1 Sep 2003 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 May 2003 to 1 Sep 2003)
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- Employed By (31 Mar 2020 to 18 Mar 2022)
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- (1)Employed By (15 Sep 2017 to 19 Aug 2019)
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- Employed By (28 Aug 2015 to 31 May 2017)
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- CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
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- CF22 Investment Adviser (Trainee) (2 May 2003 to 3 Jun 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.