ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Giles Kemp Harwood
IRN GKH00006
- (1761)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Giles William Godwin De Gatacre
IRN GWD00002
- (700)CF22 Investment Adviser (Trainee) (1 Mar 2002 to 3 Jun 2003)
Giorgio Vincenzo Stephen Brugnoli
IRN GVB00002
- (185)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Glenn Gaston
IRN GXG00054
- (977)CF21 Investment Adviser (1 Dec 2001 to 9 Jun 2003)
Glenn McNeilly
IRN GXM00010
- (517)CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2002)
Glyn Lewis-Jones
IRN LJG00002
- (332)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Godwin Gay
IRN GMG00012
- (1433)CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Gordon Bruce Elder
IRN GBE00003
- (1210)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Ian Hanlon
IRN GIH00004
- (1934)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gordon Jeffrey Montgomery
IRN GJM00001
- (328)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Total Financial Planning (no longer appointed)
FRN 175917 · Appointed 1 Apr 1988 · Until 19 Oct 2004
Geoff Kerr & Co Mortgage Services (no longer appointed)
FRN 201203 · Appointed 1 Apr 1988 · Until 3 Jun 2004
Keeble & Company (no longer appointed)
FRN 157475 · Appointed 18 Mar 1988 · Until 3 Jun 2004
David Silver (no longer appointed)
FRN 200909 · Appointed 1 Jan 1988 · Until 3 Jun 2004
Brian Mayhew (no longer appointed)
FRN 138079 · Appointed 1 Jan 1988 · Until 3 Jun 2004
Sanders Wright & Freeman (no longer appointed)
FRN 184378 · Appointed 1 Jan 1988 · Until 3 Jun 2004
Alan Tongue Accountancy Services (no longer appointed)
FRN 178250 · Appointed 1 Jan 1988 · Until 3 Jun 2004
ABM Insurance (no longer appointed)
FRN 200878 · Appointed 2 Nov 1987 · Until 24 Jul 2003
Jeremy Holtom and Company Ltd (no longer appointed)
FRN 159505 · Appointed 1 Nov 1987 · Until 3 Jun 2004
Chesterfield and Company (Advisory Services) Limited (no longer appointed)
FRN 175235 · Appointed 24 Sep 1987 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

10 hours ago
controlled function added: (84)14. Managing investments
10 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
10 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (81)[FCA CF] Material risk taker
10 hours ago
controlled function added: (80)[FCA CF] Significant management
10 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
10 hours ago
controlled function added: (78)[FCA CF] Material risk taker
10 hours ago
controlled function added: (77)[FCA CF] Significant management
10 hours ago
controlled function added: (76)[FCA CF] Material risk taker
10 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.