ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Graham Stephen Barney
IRN GSB01063
- (1425)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Graham Thomas Cook
IRN GTC01015
- (1089)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Grahame Leonard Gordon Keatley
IRN GLK00005
- (1407)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Grant Munesh Sharma Ramnauth
IRN GMR00027
- (1267)CF21 Investment Adviser (1 Nov 2002 to 3 Jun 2003)
- (1266)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Nov 2002)
Graziano Longo
IRN GXL00054
- (1480)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Greg Anthony Jessop
IRN CAJ01058
- (485)CF22 Investment Adviser (Trainee) (27 May 2002 to 5 Dec 2002)
Gregory John McPhail
IRN GJM00038
- (795)CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
Gregory John Ryan
IRN GJR00014
- (670)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Gregory Lawrence Marsden
IRN GLM00010
- (8)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Hadrian Leonard Gregory Harris
IRN HLH00001
- (959)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Jamal S Samerai (no longer appointed)
FRN 176073 · Appointed 1 Jan 1994 · Until 3 Jun 2004
Peter Crofts (no longer appointed)
FRN 183660 · Appointed 6 Dec 1993 · Until 5 Dec 2003
Willbank (UK) Professional Will Writers Ltd (no longer appointed)
FRN 183963 · Appointed 30 Nov 1993 · Until 3 Jun 2004
Golding Chalke & Co (no longer appointed)
FRN 178979 · Appointed 1 Nov 1993 · Until 3 Jun 2004
Schofield Daniel & Hirst Ltd (no longer appointed)
FRN 175304 · Appointed 13 Oct 1993 · Until 18 Oct 2002
The Hon Mrs Caroline Parr (no longer appointed)
FRN 178600 · Appointed 1 Oct 1993 · Until 3 Jun 2004
Marlow's Property Management (no longer appointed)
FRN 179057 · Appointed 1 Sep 1993 · Until 3 Jun 2004
Central Seminars (no longer appointed)
FRN 181842 · Appointed 1 May 1993 · Until 3 Jun 2004
Highland Dental Plan (no longer appointed)
FRN 200990 · Appointed 1 Apr 1993 · Until 19 May 2004
Wakefield and Pontefract Community Health NHS Trust (no longer appointed)
FRN 174993 · Appointed 1 Apr 1993 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

6 hours ago
controlled function added: (84)14. Managing investments
6 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
6 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (81)[FCA CF] Material risk taker
6 hours ago
controlled function added: (80)[FCA CF] Significant management
6 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
6 hours ago
controlled function added: (78)[FCA CF] Material risk taker
6 hours ago
controlled function added: (77)[FCA CF] Significant management
6 hours ago
controlled function added: (76)[FCA CF] Material risk taker
6 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.