Grahame Leonard Gordon Keatley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

First Complete Limited (no longer approved here)
FRN 435779
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Apr 2020)
- CF1 Director (AR) (10 May 2010 to 12 Apr 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF7 Sole Trader (AR) (7 Apr 2005 to 28 Oct 2005)
- CF4 Partner (AR) (1 Dec 2001 to 7 Apr 2005)
- CF21 Investment Adviser (1 Dec 2001 to 15 Dec 2006)
Keatley Long Associates (no longer approved here)
FRN 402164
- (2)Employed By (28 Sep 2004 to 12 Apr 2020)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.