ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ketan Yadav
IRN KXY01032
- (1996)CF22 Investment Adviser (Trainee) (18 Jan 2002 to 12 Mar 2002)
Kevan John Gray
IRN KJG00001
- (1292)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Ashley Phoenix
IRN KAP00001
- (1016)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Attwell
IRN KXA00030
- (1517)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Benjamin Snyder
IRN KBS00002
- (1901)CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
Kevin Charles Dixon-Nutt
IRN KCD00001
- (1192)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Davies
IRN KXD00002
- (2063)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Graham Brooks
IRN KGB00007
- (72)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Jan 2002)
Kevin Hugh Dermot Bradley
IRN KHB00001
- (1519)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Kevin Hyland
IRN KXH01153
- (921)CF22 Investment Adviser (Trainee) (12 Jun 2003 to 12 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Richard Carr (no longer appointed)
FRN 201083 · Appointed 1 May 1995 · Until 3 Jun 2004
Anthony C Marangos (no longer appointed)
FRN 179430 · Appointed 1 May 1995 · Until 3 Jun 2004
The Mortgage Desk (no longer appointed)
FRN 176708 · Appointed 13 Mar 1995 · Until 3 Jun 2004
Lapada (no longer appointed)
FRN 201790 · Appointed 17 Feb 1995 · Until 3 Jun 2004
David Staley (no longer appointed)
FRN 176197 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Michael Whitewood (no longer appointed)
FRN 176198 · Appointed 3 Feb 1995 · Until 3 Jun 2004
Royle Consulting Group (no longer appointed)
FRN 178324 · Appointed 1 Feb 1995 · Until 3 Jun 2004
Olmec Securities Ltd (no longer appointed)
FRN 178313 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Telcourt (no longer appointed)
FRN 183794 · Appointed 1 Jan 1995 · Until 3 Jun 2004
Retirement Care Group (no longer appointed)
FRN 181748 · Appointed 30 Nov 1994 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

2 days ago
controlled function added: (84)14. Managing investments
2 days ago
controlled function added: (83)[FCA CF] CASS oversight function
2 days ago
controlled function added: (82)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (81)[FCA CF] Material risk taker
2 days ago
controlled function added: (80)[FCA CF] Significant management
2 days ago
controlled function added: (79)[FCA CF] Manager of certification employee
2 days ago
controlled function added: (78)[FCA CF] Material risk taker
2 days ago
controlled function added: (77)[FCA CF] Significant management
2 days ago
controlled function added: (76)[FCA CF] Material risk taker
2 days ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.