ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Andrew Mallows
IRN JXM01275
- (57)[FCA CF] Manager of certification employee (since 2 Jan 2024)
James Blackburn Hillis
IRN JXH00145
- (1935)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Christian Hulme
IRN JCH00044
- (2037)CF22 Investment Adviser (Trainee) (26 Jun 2003 to 1 Jul 2003)
James Christie Lynch
IRN JCL00017
- (1108)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James Christopher Maher
IRN JCM00020
- (268)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jan 2002)
James Edward Guttridge
IRN JEG00012
- (608)CF21 Investment Adviser (1 Dec 2001 to 3 Dec 2001)
James Garry Wilson
IRN JGW00024
- (97)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
James George Mackie
IRN JGM00009
- (596)CF21 Investment Adviser (4 Mar 2003 to 3 Jun 2003)
- (595)CF22 Investment Adviser (Trainee) (10 Oct 2002 to 4 Mar 2003)
James George May
IRN JXM43303
- (1491)[FCA CF] Significant management (21 Nov 2023 to 11 Feb 2026)
- (1490)[FCA CF] Material risk taker (1 Jan 2023 to 14 May 2024)
James Hamilton Laird Burt
IRN JHB00001
- (333)CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

London & Edinburgh (no longer appointed)
FRN 193913 · Appointed 17 Apr 1998 · Until 3 Jun 2004
Universal Financial Mortgages (no longer appointed)
FRN 186681 · Appointed 8 Apr 1998 · Until 3 Jun 2004
BMP Associates (no longer appointed)
FRN 186537 · Appointed 23 Mar 1998 · Until 3 Jun 2004
John Cavilla Consultancy (no longer appointed)
FRN 187034 · Appointed 12 Mar 1998 · Until 3 Jun 2004
Goodwill Legacies Limited (no longer appointed)
FRN 187031 · Appointed 9 Mar 1998 · Until 3 Jun 2004
Cyril Lewis (no longer appointed)
FRN 135506 · Appointed 18 Feb 1998 · Until 3 Jun 2004
Prakash Ghadialy (no longer appointed)
FRN 186187 · Appointed 16 Feb 1998 · Until 3 Jun 2004
Peter Brooker (no longer appointed)
FRN 186459 · Appointed 10 Feb 1998 · Until 3 Jun 2004
On Line Mortgages Limited (no longer appointed)
FRN 187466 · Appointed 1 Feb 1998 · Until 3 Jun 2004
Freia Kennedy Financial Services (no longer appointed)
FRN 192020 · Appointed 27 Jan 1998 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

5 hours ago
controlled function added: (84)14. Managing investments
5 hours ago
controlled function added: (83)[FCA CF] CASS oversight function
5 hours ago
controlled function added: (82)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (81)[FCA CF] Material risk taker
5 hours ago
controlled function added: (80)[FCA CF] Significant management
5 hours ago
controlled function added: (79)[FCA CF] Manager of certification employee
5 hours ago
controlled function added: (78)[FCA CF] Material risk taker
5 hours ago
controlled function added: (77)[FCA CF] Significant management
5 hours ago
controlled function added: (76)[FCA CF] Material risk taker
5 hours ago
controlled function added: (75)SMF7 Group Entity Senior Manager

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.